Knowledge Centre: IIFL Business Partners

What is the sub-broker program of IIFL?

The Authorised Partner Program ( earlier known as a sub-broker programpresents an avenue for individuals and small enterprises to join forces with IIFL Securities, one of India’s premier financial establishments, to offer stock trading and investment services. This program enables Authorised Partners to leverage the reputable brand name of IIFL Securitiestheir sophisticated technology, and supportto cultivate their client base while delivering seamless financial solutions. With […]

How Digital Transformation Affects Stock Broker Franchises

Over the past few years, the digital revolution has fundamentally altered the stockbroking sector. Stock broker franchises must adopt new technologies to stay competitive and flourish in a rapidly changing market. New digital trends are altering franchise marketing strategies, which influences franchise operations and consumer interaction as well. This paper will show how technology may enhance business and marketing plans as well as how digital […]

Why Should Investment Counselors Share Their Social Media Presence Twice a Year?

The Importance of SEBI on Investment Advisors The mix of investment advisors on social media and money is more crucial in the digital age of today. Regulatory agencies like the Securities and Exchange Board of India (SEBI) have intervened with fresh rules as social platforms progressively affect investment decisions. Targeting more openness and responsibility, these regulations mandate investment advisors to reveal their social media accounts […]

How Not To Get Fined as an Investment Advisor

In India, the Securities and Exchange Board of India (SEBI) serves as the foremost controller, guaranteeing that venture counsels follow rigid measures of conduct and professionalism. They look into the different steps investment advisors must take to follow the rules and stay out of trouble. Proper SEBI compliance for investment advisors includes adhering to detailed regulatory frameworks to protect investors’ portfolios. Understanding SEBI’s Role The […]

How SEBI's New Supervisory Role for BSE Affects Investment Advisors

The Indian financial scene is changing dramatically, especially since the Securities and Exchange Board of India (SEBI) designated the Bombay Stock Exchange (BSE) as the supervisory authority for investment advisors. This development represents a significant shift in regulatory monitoring, with the goal of increasing transparency, accountability, and efficiency in investment advice services. In this post, we’ll look at how this new job affects investment advisors […]

How to Become SEBI Registered Investment Advisor in India?

In India, you have to be registered with SEBI if you want to be an investment advisor. Any person except the investor who is advised is not entitled to accept any fee or remuneration from a registered investment advisor. This means that only a fee recommended for consultation can be paid to an investment advisor in India. The SEBI Investment Advisers Law, 2013 isolates selling commissions […]