All Trading Members of the Exchange
Sub: Order under Sections 11, 11(4) and 11B and of the Securities and Exchange Board of India Act, 1992 against D & A Financial Services (P) Ltd. And Mr.Dinesh R Kaushik, Director of D & A Financial Services Pvt.Ltd. in the matter of IPO of M/s. Brooks Laboratories Ltd.
Attention of the trading members is invited to the Exchange Notice No.20111228-30 dated December 28, 2011 wherein SEBI vide its ad-interim ex-parte order no. WTM/PS/IVD/DEC/41/2011 dated December 28, 2011 had, inter alia, prohibited the entities D&A Financial Services P. Ltd. (BRLM) and Dinesh R Kaushik, Director of BRLM from taking up any new assignment or involvement in any new issue of capital including IPO, follow-on issue etc. from the securities market in any manner whatsoever, from the date of this order till further directions.
SEBI now, vide its Order No. WTM/PS/03/IVD/ID-4/SEPT/2012 dated September 5, 2012 has confirmed the directions issued vide the ad interim ex-parte order dated December 28, 2011.
The said order is available on the SEBI website www.sebi.gov.in
Trading members are advised to take note of the same and ensure compliance.
Sydney Miranda Shaila Valsan
Assistant General Manager Dy. Manager
Surveillance & Supervision Surveillance & Supervision
Date: September 5, 2012
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